Metadata elements

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This page identifies a minimum set of metadata elements designed to ensure authenticity and interoperability of preserved objects and to facilitate their retrieval.

This process involves:

1. Using the InterPARES Chain of Preservation (COP) model and the CoP/PREMIS crosswalk to identify required elements for objects preserved by Archivematica
2. Analyzing existing metadata in the Archivematica AIP log files and METS.xml file in order to map them to METS and PREMIS elements (see Existing elements)
3. Comparing 1) to 2) in order to determine what gaps exist in Archivematica
4. Filling in the gaps - eg by modifying workflow to produce and/or capture missing elements
5. Structuring the required elements into the Repository eXchange Package (RXP) specification
6. Determining what metadata belongs in the DIP(s)

Proposed PREMIS metadata for original file

This table is a template for metadata elements for the original file. Please note the following:

• The significantProperties semantic unit would be repeated as needed to capture all the significant property data produced by FITS.
• For most files, the relationships semantic unit would be used twice: once for the preservation copy and once for the access copy
• The event elements included in this table are an example only; a real PREMIS file would contain information about numerous events

Semantic unit	Semantic component	Sample value(s)	Notes
objectIdentifier	objectIdentifierType	UUID	mandatory unit and component
objectIdentifier	objectIdentifierValue	0db50321-6d7b-4291-89ec-a8b0adc1ff96	mandatory unit and component
objectCategory	none	file	mandatory unit and component
significantProperties	significantPropertiesType	ImageWidth	repeatable semantic unit
significantProperties	significantPropertiesValue	1024	repeatable semantic unit
objectCharacteristics	compositionLevel	0	mandatory unit and component
objectCharacteristics/fixity	messageDigestAlgorithm	MD5
objectCharacteristics/fixity	messageDigest	e479688508922354bdab09bca60d8d0e
objectCharacteristics/fixity	messageDigestOriginator	City of Vancouver
objectCharacteristics	size	787510
objectCharacteristics/format/formatDesignation	formatName	Windows Bitmap	format is a mandatory unit; must use either formatDesignation or formatRegistry
objectCharacteristics/format/formatDesignation	formatVersion	3.0	format is a mandatory unit; must use either formatDesignation or formatRegistry
objectCharacteristics/format/formatRegistry	formatRegistryName	PRONOM	format is a mandatory unit; must use either formatDesignation or formatRegistry
objectCharacteristics/format/formatRegistry	formatRegistryKey	fmt/116	format is a mandatory unit; must use either formatDesignation or formatRegistry
relationship	relationshipType	derivation
relationship	relationshipSubType	is source of
relationship/relatedObjectIdentification	relatedObjectIdentifierType	UUID	mandatory unit and component if there is a related object
relationship/relatedObjectIdentification	relatedObjectIdentifierValue	270bd067-0483-4c5f-bdec-f2cbd6e651aa	mandatory unit and component if there is a related object
relationship/relatedEventIdentification	relatedEventIdentifierType	Archivematica ID	"For derivative relationships between objects relatedEventIdentification must be recorded."
relationship/relatedEventIdentification	relatedEventIdentifierValue	006	"For derivative relationships between objects relatedEventIdentification must be recorded."
eventIdentifier	eventIdentifierType	Archivematica ID	mandatory unit and component
eventIdentifier	eventIdentifierValue	006	mandatory unit and component
eventType	none	normalization	mandatory unit and component
eventDateTime	none	2009-12-01T09:09:00-02:00	mandatory unit and component
eventDetail	none	Program="ImageMagick"; version="6.6.4.0"	This element can be used to record information about software used and eliminates the need to have agent entities for software programs
eventOutcomeInformation	eventOutcome	normalization successful
linkingAgentIdentifier	linkingAgentIdentifierType	repository ID	used to link an agent to an event; not mandatory but recommended
linkingAgentIdentifier	linkingAgentIdentifierValue	CVA	used to link an agent to an event; not mandatory but recommended
agentIdentifier	agentIdentifierType	repository code	mandatory unit and component
agentIdentifier	agentIdentifierValue	CVA	mandatory unit and component
agentName	none	City of Vancouver Archives
agentType	none	organization

Proposed PREMIS metadata for normalized file (preservation copy)

Semantic unit	Semantic component	Sample value(s)	Notes
objectIdentifier	objectIdentifierType	UUID	mandatory unit and component
objectIdentifier	objectIdentifierValue	270bd067-0483-4c5f-bdec-f2cbd6e651aa	mandatory unit and component
objectCategory	none	file	mandatory unit and component
objectCharacteristics	compositionLevel	0	mandatory unit and component
objectCharacteristics/fixity	messageDigestAlgorithm	MD5
objectCharacteristics/fixity	messageDigest	e479688508922354bdab09bca60d8d0e
objectCharacteristics/fixity	messageDigestOriginator	City of Vancouver
objectCharacteristics/format/formatDesignation	formatName	Tagged Image File Format	format is a mandatory unit; must use either formatDesignation or formatRegistry
objectCharacteristics/format/formatDesignation	formatVersion	6.0	format is a mandatory unit; must use either formatDesignation or formatRegistry
objectCharacteristics/format/formatRegistry	formatRegistryName	PRONOM	format is a mandatory unit; must use either formatDesignation or formatRegistry
objectCharacteristics/format/formatRegistry	formatRegistryKey	fmt/10	format is a mandatory unit; must use either formatDesignation or formatRegistry
objectCharacteristics/creatingApplication	creatingApplicationName	ImageMagick
objectCharacteristics/creatingApplication	creatingApplicationVersion	6.6.4.0
relationship	relationshipType	derivation
relationship	relationshipSubType	has source
relationship/relatedObjectIdentification	relatedObjectIdentifierType	UUID
relationship/relatedObjectIdentification	relatedObjectIdentifierValue	0db50321-6d7b-4291-89ec-a8b0adc1ff96
eventIdentifier	eventIdentifierType	Archivematica ID	mandatory unit and component
eventIdentifier	eventIdentifierValue	006	mandatory unit and component
eventType	none	creation	mandatory unit and component
eventDateTime	none	2010-08-01T09:08:44-03:00	mandatory unit and component
eventDetail	none	%convertPath% %fileFullName% +compress %preservationFileDirectory%%fileTitle%.%preservationFormat%
eventIdentifier	eventIdentifierType	Archivematica ID	mandatory unit and component
eventIdentifier	eventIdentifierValue	002	mandatory unit and component
eventType	none	message digest calculation	mandatory unit and component
eventDateTime	none	2010-08-01T09:08:46-01:00	mandatory unit and component
eventDetail	none	program="MD5deep"; version="3.6"
linkingAgentIdentifier	linkingAgentIdentifierType	repository ID	used to link an agent to an event; not mandatory but recommended
linkingAgentIdentifier	linkingAgentIdentifierValue	CVA	used to link an agent to an event; not mandatory but recommended
agentIdentifier	agentIdentifierType	repository code	mandatory unit and component
agentIdentifier	agentIdentifierValue	CVA	mandatory unit and component
agentName	none	City of Vancouver Archives
agentType	none	organization

Events requiring metadata

Receive SIP (SIP gets placed in 1-receiveSIP)

Semantic component	Sample value(s)	Automated?	Notes
2.1.1 eventIdentifierType		Y
2.1.2 eventIdentifierValue		Y
3.1.1 agentIdentifierType	user account	Y
3.1.2 agentIdentifierValue	demo	Y
3.1.1 agentIdentifierType	workstation id	Y
3.1.2 agentIdentifierValue	archivematica-1	Y

Check checksums

Metadata for each file in the SIP

Semantic component	Sample value(s)	Automated?	Notes
2.1.1 eventIdentifierType		Y
2.1.2 eventIdentifierValue		Y
2.2 eventType		Y
2.3 eventDateTime		Y
3.1.1 agentIdentifierType	software	Y
3.1.2 agentIdentifierValue	MD5sum	Y
2.5.1 eventOutcome	Pass; fail	Y
2.5.2 eventOutcomeDetail	j6059_02.wav FAILED	Y

Generate checksums

Metadata for each file in the SIP for which a checksum is generated by Archivematica

Semantic component	Sample value(s)	Automated?	Notes
2.1.1 eventIdentifierType		Y
2.1.2 eventIdentifierValue		Y
2.2 eventType		Y
2.3 eventDateTime		Y
3.1.1 agentIdentifierType	software	Y
3.1.2 agentIdentifierValue	MD5sum	Y
1.5.2.1 messageDigestAlgorithm	MD5	Y
1.5.2.2 messageDigest	fa10ee76a575bafe43335abf6cd60bae	Y
1.5.2.3 messageDigestOriginator	City of Vancouver	Y

Review SIP

Semantic component	Sample value(s)	Automated?	Notes
2.1.1 eventIdentifierType		Y
2.1.2 eventIdentifierValue		Y
2.2 eventType		Y
2.3 eventDateTime		Y
3.1.1 agentIdentifierType	user account	Y
3.1.2 agentIdentifierValue	demo	Y
2.5.1 eventOutcome {pass; conditional pass}	{pass; conditional pass}	N	If it fails, it doesn't move on to become an AIP, so failure is not an option
2.5.2 eventOutcomeDetail Some files missing; appraisal required	Some files missing; appraisal required	N	This field is mandatory if eventOutcome = conditional pass

Quarantine SIP

-when it went in and when it came out

Unpack zipped files

-tool used, time unpacked, event outcome (successful?), map of zipped file to unzipped contents (map for each unzipped file + link to event)

Assign UUIDs

-the usual stuff, map from original name to UUID

Remove prohibited characters=

-the usual stuff, map from original name to sanitized name

Virus scan

-the usual stuff, result for each file (include eventOutcomeDetail to describe type of fail such as the type of malware found)

File characterization

-identification: format name, format version, registry name, registry key -validation: well formed? Valid?

Appraise SIP

-usual event stuff -event outcome (no files removed; some files removed) -list of files removed

Normalization to preservation formats

-everything already in the table plus identification information: format name, format version, registry name, registry key

Mandatory PREMIS elements (mandatory semantic units + mandatory components)

Entity	Semantic unit	Semantic component	Present in Archivematica?
Object	1.1 objectIdentifier	1.1.1 objectIdentifierType	No
Object	1.1 objectIdentifier	1.1.2 objectIdentifierValue	Yes
Object	1.2 objectCategory	none	No
Object	1.5 objectCharacteristics	1.5.1 Composition level	No
Object	1.5.4 objectCharacteristics/format	Either 1.5.4.1 formatDesignation or 1.5.4.2 formatRegistry must be used	1.5.4.1.1 formatName Yes 1.5.4.2.1 formatRegistryName No 1.5.4.2.2 formatRegistryKey Yes
Object	1.7 Storage	Either 1.7.1 contentLocation or 1.7.2 storageMedium must be used. However, "if the preservation repository uses the objectIdentifier as a handle for retrieving data, contentLocation is implicit and does not need to be recorded."	No, but retrieval may be managed through UUIDs.
Event	2.1 eventIdentifer	2.1.1 eventIdentifierType	No
Event	2.1 eventIdentifer	2.1.2 eventIdentifierValue	No
Event	2.2 eventType	none	Partial
Event	2.3 eventDateTime	none	Partial
Agent	3.1 agentIdentifier	3.1.1 agentIdentifierType	No
Agent	3.1 agentIdentifier	3.1.2 agentIdentifierValue	No

PREMIS elements relating to derived objects

Since AIPs are constructed from both original and normalized files, we need to determine what PREMIS elements should be used to describe the normalized files and their relationship to the originals.